Have you

found the right SM&CR solution for your firm?

We know the way.

We are an independent RegTech consultancy helping financial services firms to select the right software for their SM&CR needs.


The Rules Consultancy provides both a Matchmaker service, helping you to choose the perfect SM&CR solution and a Health Check service, to assess the strengths and weaknesses of your current solution. 

impact workshops.


You tell us what part of SMCR concerns you most. 

We send you a kickstart report with our thoughts and ideas.

No fee and no commitment.


If you like the kickstart we can then probe deeper into your firm's unique challenges. 

We do this with you online through a single workshop or separate interviews.


We go away and analyse what we have discovered through the workshop and interviews. 

We then come back to you with a list of practical recommendations.


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The market for SM&CR solutions is a busy one, making it difficult and time consuming to search and find the best software for your needs.


Matchmaker speeds up the search and selection process and minimises the risk that you will choose the wrong solution. 

health check.

SM&CR solutions can be very complex, users need to add, organise and retrieve a lot of sensitive data from across your firm.


Health Check assesses all aspects of your SM&CR solution exposing any areas of vulnerability or inefficiency. 


Bitesize is our blog offering easily digestible advice on all aspects of the Senior Managers and Certification Regime.
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Andy Hunt, Head of Risk and Policy,

Wren Sterling

It is a real pleasure to work with a team that has such a deep understanding of our industry and the challenges we face


Helen Vaughan, COO,

J O Hambro Capital Management

Very easy to work with, helping us to solve complex regulatory challenges with practical solutions